Lesli oversees compliance and some of the day-to-day operations for the firm. By focusing on the industry’s regulatory challenges and creating the appropriate compliance processes, Lesli helps the M Capital team to focus on their areas of expertise, portfolio management and customer service.
LPL Financial (various branches): Operations and compliance 2006 – 2018
CPF Texas: Chief Compliance Officer 2015 – 2018
B.A., Business Administration, University of Georgia
A native of Georgia, Lesli earned a bachelor’s degree in business administration from The University of Georgia (Go Dawgs!). Outside of work, she enjoys exercising, attending concerts and traveling with her husband, David, and spending time with friends and family.